Investor and Industry Perspectives on Investment Advisers and Broker-Dealers

In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. Th...

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Detalles Bibliográficos

Main Authors:	Hung, Angela A., Clancy, Noreen, Dominitz, Jeff, Talley, Eric, Berrebi, Claude
Formato:	Online
Idioma:	inglés
Publicado:	RAND Corporation 2023
Subjects:	Law thema EDItEUR::L Law::LA Jurisprudence and general issues::LAF Systems of law::LAFD Systems of law: civil codes / civil law
Acceso en liña:	ONIX_20231005_9780833047847_588
Tags:	Engadir etiqueta Sen Etiquetas, Sexa o primeiro en etiquetar este rexistro!